ILLINOIS CRIMINAL BACKGROUND CHECK

APPLICATION GUIDELINES

 

FOR

 

ILLINOIS NURSE ASSISTANT/AIDE PROGRAM

COORDINATORS/INSTRUCTORS

 

 

 

 

 

 

 

SIUC Nurse Aide Testing Program

and

Illinois Department of Public Health

 

 

 

2007

TABLE OF CONTENTS

                                                                                    Page

 

COMPLYING WITH BACKGROUND CHECK REQUIREMENTS                

 

            Community College and Facility Based Nurse

Aide Training Programs Requirements                                                          3    

 

            High School Based Nurse Aide Training Programs

            and IDPH Assigned Codes Requirements                                                     3    

 

Initiated through SIUC Nurse Aide Testing                                                     4

 

            Initiated through someone other than SIUC Nurse Aide Testing      6

 

CRIMINAL BACKGROUND CHECK APPLICATION GUIDELINES

 

            Criminal Background Check Application Information                                    7

           

            Important reminders                                                                   7

            Submitting the applications                                                      8

            Non-fingerprint background check fee                                                8

 

Nurse Aide Training Program Responsibilities                                              8

 

            Maintain adequate supply of materials                                                8

            Criminal background check verification                                              9

            Assist students in completing application forms                                9

            Collect appropriate fees                                                                       9

            Assemble application forms for mailing                                            10

           

            Criminal Background Check Application Procedures                                 11

 

                        Verbal application completion instructions to students                   11

                        Verbal fee information to students                                         13

 

Criminal Background Check Results                                                             14

 

            Distribution of results                                                                           14

 

APPENDICES                                                                                                         

 

Appendix A - Criminal background check material request form                16

            Appendix B - Sample background check submission cover letter

                                     and nurse aide training program class roster                   17-18

 

COMPLYING WITH CRIMINAL BACKGROUND CHECK REQUIREMENTS

 

 

 

Community College and Facility Based Nurse Aide Training Programs:

 

The Health Care Worker Background Check Act was amended in February 1998 and stipulated that:

 

a)  An educational entity, other than a secondary school, conducting a nurse aide training program shall initiate a UCIA criminal history records check in accordance with the requirements of the Health Care Worker Background Check Act prior to entry of an individual into the training program.

 

b)  For the purpose of this section, "INITIATE" means the obtaining of the authorization for a record check from a student.  The educational entity shall transmit all necessary information and fees to the Illinois State Police within 10 working days after the receipt of the authorization.  Authorization shall be requested on the first day of class

 

Background check results that have been initiated through SIUC Nurse Aide Testing will be reported to IDPH with the individual’s test results by SIUC Nurse Aide Testing.  Result data for background checks that have been initiated by any persons or facilities other than SIUC Nurse Aide Testing must be reported directly to IDPH by the person or agency who initiated the background check.  The background check report must be from the Illinois State Police and have the individual's social security number written on the background report next to the individual's name.

 

 

 

High School Based Nurse Aide Training Programs

 

Illinois Department of Public Health Guidelines regarding criminal background checks for high school based programs states that secondary students are not required to have a criminal background check conducted at the time of testing.  However, when an applicant applies to work in a long term care facility in Illinois with duties that involve direct care for residents, the employer shall inquire of the Nurse Aide Registry as to the status of the applicant's Uniform Conviction Information Act (UCIA) criminal history record check.  If a UCIA criminal history record check has not been conducted within the last 12 months, the facility must initiate or have initiated on its behalf a UCIA criminal history check for that applicant regardless of age.  It is recommended that high school based programs conduct a criminal background check at the same time they apply to take the Illinois Nurse Aide Competency Exam. 

 

IDPH Assigned Codes:

 

The Health Care Worker Background Check Act requires that persons with IDPH assigned special training codes have a criminal background check conducted at the time they apply to take the Illinois Nurse Aide Competency Exam, unless they have attached an Illinois State Police Criminal Background check that is LESS than one year old.  Applicants must submit a red Illinois Criminal Background Check application form and $15.00 background check fee at the same time as they submit the lavender Illinois Nurse Assistant Competency Exam application form and $50.00 exam fee. 

 

 

 

Nurse Aide Testing will provide the service of requesting the background check required of nurse aides.  We will manage requesting and reporting for the same price that individuals pay for individual paper-processed non-fingerprint background checks.

 

THIS SERVICE IS AVAILABLE ONLY TO APPROVED ILLINOIS NURSE AIDE TRAINING PROGRAMS.  IF YOU WISH TO USE OUR SERVICE FOLLOW THESE INSTRUCTIONS:

 

 

 

Criminal Background Check Initiated Through SIUC Nurse Aide Testing

 

 

Community College and Facility Based Nurse Aide Training Program responsibilities:

 

·        On the first day of class, have the student complete the red Illinois Criminal Background Check Application Form For Nurse Assistants/ Home Health Aides using a No. 2 pencil and instruct them to bring a money order to cover the processing fee of $15.00 to the next class.

 

·        Attach money orders or a facility check to the corresponding CBC applications.

 

·        Attach a typed cover letter and typed roster of name of the students applying for a criminal background check (as shown in Appendix B) to the application materials.

 

·        Send the completed CBC application materials packet to Nurse Aide Testing within the first ten days of the class beginning date.  Fees are payable only by institutional checks or money orders made out to SIUC. (All Forms Of Payment Must Be Original Documents - No Copies Will Be Accepted!)

 

 

High School Based Nurse Aide Training Programs and IDPH Assigned Codes Responsibilities:

 

·        It is suggested that on the same day that the student completes the lavender Application Form For Illinois Nurse Assistant/Home Health Aide Competency Exam, also have the student complete the red Illinois Criminal Background Check Application Form For Nurse Assistants/Home Health Aides using a No. 2 pencil and collect the $15 processing fee. (see page 3 for guidelines regarding high school based programs)

 

·        Send both completed forms (LAVENDER & RED) and both fees ($50.00 and $15.00 to Nurse Aide Testing at the address shown on page 9 of this guide.  Fees are payable only by institutional checks, certified checks or money orders made out to SIUC. (All Forms Of Payment Must Be Original Documents - No Copies Will Be Accepted!)  One money order for $65 is acceptable.

 

Nurse Aide Testing responsibilities:

 

·        Nurse Aide Testing will process the requests to the State Police twice per month.

 

·        Background check results will be mailed to each applicant within approximately 10 working days of the processing date.

 

·        Program reports will be mailed to the designated program official.

 

·        A second report after an initial pending result will be mailed to the individual when received.   NOTE:  There is no time guarantee from the Illinois State Police (ISP) when pending result updates will be received.

 

·        Background check results will be sent to the nurse aide registry with the nurse aide competency test results.

 

Program responsibilities:

 

·        Meet with students to verify receipt of background check results.

 

·        Persons with multiple records, pending results and those with criminal background history will be contacted by the Illinois Department of Public Health with information about the next procedure to follow. 

 

 

 

 

·        Submit a copy of the criminal background report for your program as received from SIU Nurse Aide Testing to IDPH along with the official class roster.  (NOTE:  If the criminal background check is initiated by anyone other than SIU Nurse Aide Testing a copy of the official results as received from the Illinois State Police must be sent to the Illinois Department of Public Health by the person or agency who initiated the background check if the individual is working in a direct care environment.  Also, a copy of the Illinois State Police Criminal Background Check report must be paper clipped to the individual’s test application when applying to sit for the Illinois Nurse Aide Competency Exam.  Both copies of the background check reports must have the individual’s social security number written on the report next to the individual’s name.

 

Summary of procedures:

 

·        SIUC Nurse Aide Testing will provide the approved programs with “background check” forms.

·        The completed background check form and $15.00 will be collected from each student. (Applies only to those students who have not previously completed a non-fingerprint Illinois State Police background check.)  If a student has a current Illinois State Police background check report they do not need to initiate a new background check, but must attach a copy of the result report to the test application when applying for the Nurse Aide Competency Exam.

·        Completed forms and checks sent to SIUC Nurse Aide Testing.

·        Background check forms will be processed to Illinois State Police.

·        Background check results will be forwarded by letter to the individual and to the approved program that generated the request.

·        Background check results will be sent to the nurse aide registry with the nurse aide competency exam results.

 

Criminal Background Checks Not Initiated by SIU Nurse Aide Testing

 

If someone other than Nurse Aide Testing at SIUC initiates the background check for your students, the person or agency who initiated the check must send the results of the background check directly to the Nurse Aide Registry.

Second reports from a pending status are mailed to the original requester and therefore, must be reported directly to IDPH.  When submitting applications for the Illinois Nurse Assistant/Home Health Aide Competency Exam to SIU Nurse Aide Testing for individual’s who’s background check was initiated by someone other than SIUC, a copy of the applicant's criminal background check report must be paper clipped to the individual’s exam application form.  Copies of the reports must have the individual’s social security number written on the report next to the individual’s name.

 

 

 


CRIMINAL BACKGROUND CHECK APPLICATION GUIDELINES

 

 

CRIMINAL BACKGROUND CHECK APPLICATION INFORMATION

 

The purpose of this section is to assist the instructor/coordinator in helping students properly fill out the criminal background check application form for the non-fingerprint criminal background check.  This section:

 

a.  outlines responsibilities for program coordinators/instructors.

b.  explains the steps for completing the application form.

c.  provides information on fees and background check results.

 

IMPORTANT REMINDERS:

 

Training programs must:

 

1.         submit Illinois State Police Criminal Background Check applications for all students who are enrolled in their training program who wish to initiate a background check through SIUC Nurse Aide Testing using a red Illinois Criminal Background Check Application Form and a $15.00 fee within ten days of the training program starting date.  This service is available ONLY to approved Illinois Nurse Aide Training programs and MUST be accompanied by a typed cover letter and a typed student roster (Appendix B).  CBC report applications may be submitted only by approved Illinois Nurse Aide Training Programs, individual’s who previously sat for the Illinois Nurse Aide Exam (Failed or No Showed) or that have been submitted through and approved by the Illinois Department of Public Health will be processed by SIUC Nurse Aide Testing.

 

2.         insure that all CBC applications are completed using a No. 2 (Soft lead) pencil to fill out the application form.

 

3.         verify that all ovals have been filled in below the written information accurately and completely.

 

4.         verify that all required application information has been coded and the individual has signed the application form.

 

5.         check the application forms for accuracy before mailing.

 

6.         verify that all payments are in the form of a money order or a facility check made out to SIUC.

 

7.         not staple, glue, tape payment to the application forms; paper clip only. DO NOT FOLD APPLICATIONS.

 

8.         submit application forms for students that have completed their training program only and who have completed training LESS than 24 months ago.

 

 


DO NOT STAPLE OR USE ANY FORM OF GLUE OR TAPE

 TO ATTACH THE MONEY ORDERS TO THE APPLICATIONS.  THIS WILL RESULT IN THE APPLICATION’S BEING RETURNED.  INCORRECTLY COMPLETED APPLICATION FORM PACKETS WILL NOT BE PROCESSED.  ALL MATERIALS WILL BE RETURNED TO THE TRAINING PROGRAM FOR CORRECTION.

 

 

Submitting the Applications

 

After the individual has completed the Application Form, the program coordinator/instructor must check to make sure that all information is provided, all information is correctly coded, and that the application has been completed in pencil.  Clip the money order made payable to SIU-C to the application form using a paper clip.

 

 Non-fingerprint Background Check Fee

 

The non-fingerprint background check fee is $15.  All fees sent to the testing center must be in the form of a Money Order payable to Southern Illinois University at Carbondale (SIUC), certified check, or check from the sponsoring agency.  No personal checks will be accepted.  Altered or marked through money orders will not be accepted and will be returned.

 

NURSE AIDE TRAINING PROGRAM RESPONSIBILITIES

 

The instructor/program coordinator is responsible for ensuring that the application process is made as easy as possible for the student.  If you need telephone assistance in filling out the application, please call 618-453-4368.

 

Maintain Adequate Supply of Application Materials

 

Each program sponsor should maintain a supply of application materials which should include:

 

a.  criminal background check application forms (red).

b.      Instructor/coordinator’s guidelines for completing the background check application (pink).

 

Additional material may be obtained, on request, from the testing center.  For the quickest response please FAX your requests to the Nurse Aide Testing office.  The Fax Number is (618) 453-4300.  Requests for additional material should be made on the re-order forms provided (See Appendix A for the re-order form).

Criminal Background Check Verification

 

Students are not required to have another background check if one has been completed in the last 12 months.  Previously completed background checks must be sent to the Illinois Department of Public Health when the program submits the official class roster (list of students who successfully complete the training program).  Copies of background check results initiated by agencies other than SIUC Nurse Aide Testing must be paper clipped to the nurse aide competency exam application form.  The applicant's social security number must be written on each criminal background report next to the individual's name.

 

Assist Students in Completing Application Forms

 

Instructors/program coordinators should familiarize themselves with the background check application material.  Registration should be done as a supervised group activity.  Within the first ten days of class, the instructor/program coordinator should distribute the application to the students.  The instructor/program coordinator should read the application completion procedure to the students as outlined on pages 11-13 helping them to complete the process accurately.  Any errors in the completion of the application forms will result in delays in processing the forms or postponement to the next Illinois State Police submission date.  All information on the Criminal Background Check application form is required for the Illinois State Nurse Aide Registry and must be coded.  The application must be completed and signed by the student.  Any application with incomplete information or no signature will be returned to the program for correction.

 

NOTE:  The Healthcare worker Background Check Act requires employers to verify a nurse aide’s standing on the Illinois Nurse Aide Registry.  If the Nurse Aide’s registry record does not have a criminal record check that is LESS than one year old, the employer is required to initiate the request for a new report.

 

Collect Appropriate Fees

 

The non-fingerprint background check fee is $15.00.  Instructors/program coordinators should ensure that the correct fee is collected from each student who submits an application for a criminal background check.  All fees sent to the testing center must be in the form of a Money Order payable to

Southern Illinois University at Carbondale (SIUC), certified check, or check from the sponsoring agency.  No personal checks will be accepted.  Money orders or checks that have been altered cannot be accepted.

It is very important that the instructor/program coordinator ensures that correct fees accompany application forms.  Forms that are accompanied by incorrect fees will be returned to the program for correction and result in a delay in the processing.

 

 

Assemble Application Forms for Mailing

 

It is the training program’s responsibility to submit the background check application for students enrolled in their program only.  Before mailing the application forms, the program should assemble all criminal background check applications in the following manner:

 

a.     Clip the money order for $15.00 made payable to SIU-C to the appropriate background check application form using a paper clip.  Or clip the money order/check for a group of criminal background checks to the group of applications.

 

b.     Place all applications and money orders in a bundle with a cover letter and class roster ( See Appendix B ) indicating the total number of background check applications being submitted and the total dollar amount enclosed.  Place all materials in a large envelope (DO NOT FOLD THE APPLICATIONS) and mail the package to:

 

 

NURSE AIDE TESTING

                                    SOUTHERN ILLINOIS UNIVERSITY

                                    SIU MAILCODE 4340

                                    CARBONDALE, IL  62901-4340

 

 

NOTE:  The Illinois State Police Criminal Background Check service provided by SIU Nurse Aide Testing is for Illinois approved Nurse Aide Training Programs only.  Applications submitted by individuals or agencies other than approved Nurse Aide Training Programs will not be processed.  ONLY background check applications submitted by an approved training program and the Illinois Department of Public Health will be processed.

 

 


 

 

 

VERBAL INSTRUCTIONS FOR CRIMINAL BACKGROUND APPLICATION COMPLETION PROCEDURES

 

 

 


INSTRUCTORS, PLEASE READ THE FOLLOWING INSTRUCTIONS TO YOUR STUDENTS AFTER HANDING OUT THE APPLICATION FORMS AND NUMBER 2 LEAD PENCILS

 

 

 

Begin completing the Application Form on side one.  Be sure to use a No. 2 pencil to complete the form.  The letters that follow correspond with the different parts on the Application Form. 

 

 

A.    Signature Line

 

      Sign your legal name.  The student’s signature on the application grants permission to the State of Illinois and any affiliate acting on behalf of the State of Illinois to conduct a non-fingerprint criminal history record check on the individual signing the application in accordance with the Uniform Conviction Information Act and to provide said information to the Illinois Department of Public Health in accordance with the Health Care Worker Background Check Act.  (See Consent To Criminal Background Check box on the top center of side one above the signature box on the application form).

 

            Stay within the designated areas for name and address.  Print your complete name (Last name, First name, Middle name).

 

B.   Race

     

      Darken in the oval beside the race category your family most closely classifies itself.  Note: A race must be entered to complete an ISP background check. If more than one race is identified, it will be transmitted to the Illinois State Police as unknown which may delay receipt of your results.

     

C.   Name

 

            In the first section, print your complete last name.

            In the second section, print your complete first name.

            In the third section, print your complete middle name.

            Begin in the first space of each section! Do not skip any spaces between letters; only leave a blank space if you have more than one name, for example Mary Jo or Smith-Jones.

            Now code the information by filling in (darkening) the corresponding oval under each letter, do not mark blank ovals.

 

D.  Social Security Number

 

            In the spaces provided, write your social security number.  Darken

            the corresponding oval under each digit.

 

      E.  Sex

 

      Darken in the oval beside your sex. Note: A sex must be entered to            complete an ISP background check.

 

      F.   Eye Color

 

            Darken in the oval beside your eye color.

 

Please turn to side 2 of the application.

 

G.  Mailing Address

 

            Print your complete street address and apartment number in the spaces provided.  Darken the letter or number in the corresponding ovals.  Be sure to begin in the first space of each section and leave a blank space after numbers or between words.  Stay within the designated area.

 

H.  City

 

            In the spaces provided, print the name of the city in which you receive your mail.  Begin in the first space and leave a blank space between words.  Darken the corresponding ovals. 

 

      I.    State

 

In the spaces provided, print the abbreviation of the state in which you receive your mail. Darken the corresponding ovals.